第1章 作者简介

李小加

香港交易及结算所有限公司集圈行政纔裁

李小加先生自2010年起出任香港交易及结算所（香港交易所）集團行政總裁。自李先生擔任此職以来﹐成功推勤了香港交易所歷史上最舄重要的多项戰略舉措﹐包括在2012年收購了全球最大的金膈定價中心倫敦金融交易所（LME)。在2013年成立場外结算公司、在2014年推出“滬港通”﹑在2016年推出“深港通”﹐亚在2017年推出“债券通”。李先生積極寻求全方位强化香港作為離岸人民幤中心的角色﹐亦大力推勤香港上市醴制的改革舆發展﹐维持香港的兢事力和鞏固香港首次公開招股中心领先的地位。

李先生出生在北京﹐長於甘肃。李先生雕開中國深造前曾是渤海油田石油工人﹐亚曾任英文《中國日報》的编辑起者。在美國完成法律博士學位後﹐李先生曾在紐約的達維（Davis Polk & Ward-well）與布朗伍德（Brown & Wood）律師事務所執業。加盟香港交易所前﹐李先生舄摩根大通中區主席﹔此前舄美林證券中阈區總裁。

李先生1984年於廈門大學畢業﹐取得文學士學位（英國文學）;1988年玃得美國阿拉巴馬大學新聞系硕士學位∶1991年取得纽约哥偷比亚大學法學博士學位。

Charles Li

Chief Executive

Hong Kong Exchanges and Clearing Limited

Charles Li has served as Chief Executive of Hong Kong Exchanges and Clearing (HKEX) since 2010. ifin tns rre mic Li has orchestrated some of the most signiIcanisuratetgeinitiatives in HKEx's history,including the acquisionomu ieLondon Metal Exchange in 2012, the launch or ocelearr2013,and the introduction of Shanghai-Hong Kong stoCKConnect in 2014,Shenzhen-Hong Kong StocKconnetlr2016,and Bond Connect in 2017.He has sought to strenginenHong Kong's role as an offshore HenminDi nub ianueuHKEX's efforts to reform its listing regime to maintain Hong Kong's competitiveness and secure its position as a leadingIPo centre.

Mr. Li was born in Beijing and grew up in Gansu. Betoreleaving China for further study，Mr. Li was an onsnore fonworker in the North China Sea and then an editor-reporter for China Daily. After completing his Juris Doctor (u)degee .the US,Mr. Li practiced law in New York with Davis Polk & Wardwell and Brown & Wood. Before joining HKEx,.ne wasthe Chairman of JP Morgan China, prior to wn Iicn ne was "ePresident of Merrill Lynch China.

Mr. Li obtained a BA degree in English literature fromXiamen University in 1984,an MA degree in journalism from the University of Alabama in 1988,and a JD degree fromColumbia University School of Law in 1991.